In Friday's corporations and securities law news, the Canadian unit of Credit Suisse First Boston (CSFB) will pay Canadian regulators $1.5 million Canadian to settle allegations it improperly traded shares of BCE, Canada's biggest phone company. This is the...
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Peter Henning, Wayne State University Law School:"Frank Quattrone, former star high tech investment banker at Credit Suisse First Boston (CSFB), was permanently barred from the securities industry and fined $30,000 by the NASD yesterday (Nov. 22). Quattrone was convicted this...
Corporations & securities brief ~ Nevada Power sues investment firms over Enron conduct
In Monday's corporations and securities law news, Nevada Power Company has filed a federal lawsuit against several investment banking firms, including Citigroup, JP Morgan Securities and Barclays Bank, claiming they conspired with Enron Corp. to manipulate power markets. Nevada...
NASD's National Adjudicatory Council (NAC) on Monday permanently barred Frank Quattrone from working in the securities industry in any capacity for refusing to testify about his possible involvment in document destruction and obstruction of justice while at Credit Suisse...
